functions of the unconscious

The functions of the unconscious are processes which may be understood as follows:

(a)

The great question now is: in what do these unconscious processes consist? And how are they constituted? Naturally, so long as they are unconscious, nothing can be said about them. But sometimes they manifest themselves, partly through symptoms, partly through actions, opinions, affects, fantasies, and dreams. Aided by such observational material we can draw indirect conclusions as to the momentary state and constitution of the unconscious processes and their development

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(b)

We should not, however, labor under the illusion that we have now discovered the real nature of the unconscious processes. We never succeed in getting further than the hypothetical “as if”

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(c)

We do know, however, that the unconscious never rests. It seems to be always at work, for even when we are asleep we dream. There are many people who declare that they never dream, but the probability is that they simply do not remember their dreams. It is significant that people who talk in their sleep mostly have no recollection either of the dream which started them talking, or even of the fact that they dreamed at all

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SYMPTOMS OF

UNCONSCIOUS ACTIVITY

(d)

Not a day passes but we make some slip of the tongue, or something slips our memory which at other times we know perfectly well, or we are seized by a mood whose cause we cannot trace, etc. These things are all symptoms of some consistent unconscious activity which becomes directly visible at night in dreams, but only occasionally breaks through the inhibitions imposed by our daytime consciousness

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`COMPENSATORY' FUNCTION

AND THE `SELF'

(e)

So far as our present experience goes, we can lay it down that the unconscious processes stand in a compensatory relation to the conscious mind. I expressly use the word “compensatory” and not the word “contrary,” because conscious and unconscious are not necessarily in opposition to one another, but complement one another to form a totality, which is the Self. According to this definition the Self is a quantity that is superordinate to the conscious ego. It embraces not only the conscious but also the unconscious psyche, and is therefore, so to speak, a personality which we also are

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(f)

There is little hope of our ever being able to reach even approximate consciousness of the Self, since however much we may make conscious there will always exist an indeterminate and indeterminable amount of unconscious material which belongs to the totality of the Self. Hence the Self will always remain a superordinate quantity

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SELF-REGULATION OF THE PSYCHE

(g)

The unconscious processes that compensate the conscious ego contain all those elements that are necessary for the self-regulation of the psyche as a whole. On the personal level, these are the not consciously recognized personal motives which appear in dreams, or the meaning of daily situations which we have overlooked, or conclusions we have failed to draw, or affects we have not permitted, or criticisms we have spared ourselves

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PERSONAL UNCONSCIOUS DIMINISHED

(h)

But the more we become conscious of ourselves through self-knowledge, and act accordingly, the more the layer of the personal unconscious that is superimposed on the collective unconscious will be diminished. In this way there arises a consciousness which is no longer imprisoned in the petty, oversensitive, personal world of ego, but participates freely in the wider world of objective interests. This widened consciousness is no longer that touchy, egotistical bundle of personal wishes, fears, hopes, and ambitions which always has to be compensated or corrected by unconscious counter-tendencies; instead, it is a function of relationship to the world of objects, bringing the individual into absolute, binding, and indissoluble communion with the world at large

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COLLECTIVE PROBLEMS REQUIRE

COLLECTIVE COMPENSATION

(i)

The complications arising at this stage are no longer egotistic wish-conflicts, but difficulties that concern others as much as oneself. At this stage it is fundamentally a question of collective problems, which have activated the collective unconscious because they require collective rather than personal compensation. We can now see that the unconscious produces contents which are valid not only for the person concerned, but for all others as well, in fact for a great many people and possibly for all

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(j)

The processes of the collective unconscious are concerned not only with the more or less personal relations of an individual to his family or to a wider social group, but with his relations to society and to the human community in general. The more general and impersonal the condition that releases the unconscious reaction, the more significant, bizarre, and overwhelming will be the compensatory manifestation. It impels not just private communication, but drives people to revelations and confessions, and even to a dramatic representation of their fantasies

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UNCONSCIOUS COMPENSATION

OF RELATIONSHIPS

(k)

I will explain by an example how the unconscious manages to compensate relationships. A somewhat arrogant gentleman once came to me for treatment. He ran a business in partnership with his younger brother. Relations between the two brothers were very strained, and this was one of the essential causes of my patient's neurosis. From the information he gave me, the real reason for the tension was not altogether clear. He had all kinds of criticisms to make of his brother, whose gifts he certainly did not show in a very favorable light. The brother frequently came into his dreams, always in the role of a Bismarck, Napoleon, or Julius Caesar. His house looked like the Vatican or Yildiz Kiosk. My patient's unconscious evidently had the need to exalt the rank of the younger brother. From this I concluded that he was setting himself too high and his brother too low. The further course of analysis entirely justified this inference

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(l)

The figures employed by the unconscious in our first case are of a definitely collective nature: they are universally recognized heroes. Here there are two possible interpretations: either my patient's younger brother is a man of acknowledged and far-reaching collective importance, or my patient is overestimating his own importance not merely in relation to his brother but in relation to everybody else as well.Since the man's extreme arrogance affected not only himself, but a far wider social group, the compensation availed itself of a collective image

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(m)

Another patient, a young woman who clung to her mother in an extremely sentimental way, always had very sinister dreams about her. She appeared in the dreams as a witch, as a ghost, as a pursuing demon. The mother had spoilt her beyond all reason and had so blinded her by tenderness that the daughter had no conscious idea of her mother's harmful influence. Hence the compensatory criticism exercised by the unconscious

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(n)

The same is true of the second case. The “witch” is a collective image; hence we must conclude that the blind dependence of the young woman applied as much to the wider social group as it did to her mother personally. This was indeed the case, in so far as she was still living in an exclusively infantile world, where the world was identical with her parents. These examples deal with relations within the personal orbit

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(o)

There are, however, impersonal relations which occasionally need unconscious compensation. In such cases collective images appear with a more or less mythological character. Moral, philosophical, and religious problems are, on account of their universal validity, the most likely to call for mythological compensation

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THE PROBLEM OF EVIL AND SIN

(p)

The universal problem of evil and sin is another aspect of our impersonal relations to the world. Almost more than any other, therefore, this problem produces collective compensations. One of my patients, aged sixteen, had as the initial symptom of a severe compulsion neurosis the following dream:

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Dream:

Devil Overtakes the Dreamer

(p-1)

He is walking along an unfamiliar street. It is dark, and he hears steps coming behind him. With a feeling of fear he quickens his pace. The footsteps come nearer, and his fear increases. He begins to run. But the footsteps seem to be overtaking him. Finally he turns round, and there he sees the devil. In deathly terror he leaps into the air and hangs there suspended

DREAM COMMENTARY

(p-2)

This dream was repeated twice, a sign of its special urgency

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(q)

It is a notorious fact that the compulsion neuroses, by reason of their meticulousness and ceremonial punctilio, not only have the surface appearance of a moral problem but are indeed brimful of inhuman beastliness and ruthless evil, against the integration of which the very delicately organized personality puts up a desperate struggle

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(r)

This explains why so many things have to be performed in ceremonially “correct” style, as though to counteract the evil hovering in the background

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(s)

After this dream the neurosis started, and its essential feature was that the patient had, as he put it, to keep himself in a “provisional” or “uncontaminated” state of purity. For this purpose he either severed or made “invalid” all contact with the world and with everything that reminded him of the transitoriness of human existence, by means of lunatic formalities, scrupulous cleansing ceremonies, and the anxious observance of innumerable rules and regulations of an unbelievable complexity. Even before the patient had any suspicion of the hellish existence that lay before him, the dream showed him that if he wanted to come down to earth again there would have to be a pact with evil

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LEGITIMATE AND ILLEGITIMATE

INTEREST IN IMPERSONAL PROBLEMS

(t)

There is what one might call a legitimate and an illegitimate interest in impersonal problems. Excursions of this kind are legitimate only when they arise from the deepest and truest needs of the individual; illegitimate when they are either mere intellectual curiosity or a flight from unpleasant reality. In the latter case the unconscious produces all too human and purely personal compensations, whose manifest aim is to bring the conscious mind back to ordinary reality

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(u)

People who go illegitimately mooning after the infinite often have absurdly banal dreams which endeavor to damp down their ebullience. Thus, from the nature of the compensation, we can at once draw conclusions as to the seriousness and rightness of the conscious strivings

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MENTALITY OF THE UNCONSCIOUS

(v)

Its mentality [the unconscious] is an instinctive one; it has no differentiated functions, and it does not “think” as we understand “thinking.” It simply creates an image that answers to the conscious situation. This image contains as much thought as feeling, and is anything rather than a product of rationalistic reflection. Such an image would be better described as an artist's vision

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(w)

I have always started from the view that the unconscious simply reacts to the conscious contents, albeit in a very significant way, but that it lacks initiative. It is, however, far from my intention to give the impression that the unconscious is merely reactive in all cases. On the contrary, there is a host of experiences which seem to prove that the unconscious is not only spontaneous but can actually take the lead. There are innumerable cases of people who lingered on in a pettifogging unconsciousness, only to become neurotic in the end. Thanks to the neurosis contrived by the unconscious, they are shaken out of their apathy, and this in spite of their own laziness and often desperate resistance

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(x)

Yet it would, in my view, be wrong to suppose that in such cases the unconscious is working to a deliberate and concerted plan and is striving to realize certain definite ends. I have found nothing to support this assumption. The driving force, so far as it is possible for us to grasp it, seems to be in essence only an urge towards self-realization

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